SEC Form 4 · accession 0001626624-15-000003
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah Jean Meinert
Other
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 11:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2015 | M | 4,500 | — | A | 82,369 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Jan 2, 2015 | M | 4,500 | D | Dec 27, 2014 | Feb 27, 2018 | Common Stock | 4,500 | 0 | D |
Explanation of responses
- F1Shares issued are in settlement of restricted stock units that vested on 12/27/2014. The closing price of a share of ESCA common stock on 01/02/2015 was $14.86.
- F2Each restricted stock unit represents a contingent right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan.
- F3Restricted stock units that vested on 12/27/2014 were settled by the issuance of common stock on 01/02/2015.