SEC Form 4 · accession 0001463197-26-000014
ESCALADE INC · ESCA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J Griffin
Officer — PRESIDENT & CEO · Director · 10% Owner
Period of report
Jun 11, 2026
Accepted (ET)
Jun 12, 2026 · 4:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000033488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2026 | G | 1,000 | $0.00 | D | 579,455 | D | |
| Common StockF1 | Jun 11, 2026 | G | 1,000 | $0.00 | A | 4,289 | I | By adult son |
| Common StockF2 | holding | — | — | — | 1,289 | I | by UTMA custodian for adult daughter | |
| Common StockF3 | holding | — | — | — | 614,965 | I | By Irevocable Trust | |
| Common StockF4 | holding | — | — | — | 1,326,736 | I | By Family Limited Partnership | |
| Common StockF5 | holding | — | — | — | 300,000 | I | By Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein.
- F2Mr. Griffin disclaims beneficial interest in shares held by his adult daughter, except to the extent of his pecuniary interest therein.
- F3Mr. Griffin disclaims beneficial ownership in shares held by an irrevocable trust (previously owned by his late father), except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 614,964.629 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.
- F4This reporting person disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein.
- F5Mr. Griffin disclaims beneficial ownership in shares held by a revocable trust owned by his mother, except to the extent of his pecuniary interest therein. Mr. Griffin is deemed to have an indirect beneficial ownership in the 300,000 shares held by such trusts due to his serving as a trustee and his mother being the beneficiary.