SEC Form 4 · accession 0001127602-16-067455

EQT Corp · EQT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President

Period of report

Nov 14, 2016

Accepted (ET)

Nov 16, 2016 · 4:51 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000033213

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 14, 2016	M	19,800	$43.92	A	99,244	D
Common Stock^F1	Nov 14, 2016	F	16,172	$66.54	D	83,072	D
Common Stock^F2	Nov 14, 2016	S	3,628	$66.49	D	79,444	D
Common Stock	holding	—	—		—	28,012	I	By Spouse
Common Stock	holding	—	—		—	10,018	I	Savings Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (Right to Buy)^F3,F4	$43.92	Nov 14, 2016	M	19,800	D	Dec 31, 2010	Jan 1, 2017	Common Stock	19,800	0	D

F1On November 14, 2016, Mr. Schlotterbeck exercised 19,800 previously reported stock options. EQT Corporation, consistent with its practice, withheld 16,172 shares to satisfy the tax liability and exercise price associated with these options.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.48 to $66.49, inclusive. The reporting person undertakes to provide EQT Corporation, any security holder of EQT Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3On November 14, 2016, Mr. Schlotterbeck exercised 19,800 stock options which were scheduled to expire on January 1, 2017.
F4January 1, 2010 was the grant date of the options. The options vested in three tranches with 50% vesting on December 31, 2010, 25% vesting on December 31, 2011 and 25% vesting on December 31, 2012.