SEC Form 4 · accession 0001225208-18-012429
EQUIFAX INC · EFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Michael Loughran III
Officer — Pres USIS
Period of report
Aug 6, 2018
Accepted (ET)
Aug 8, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033185
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 6, 2018 | M | 15,000 | $37.53 | A | 58,516 | D | |
| Common StockF1 | Aug 6, 2018 | M | 9,000 | $33.60 | A | 67,516 | D | |
| Common StockF2,F1 | Aug 6, 2018 | F | 5,373 | $128.05 | D | 62,143 | D | |
| Common StockF3,F1 | Aug 6, 2018 | F | 9,205 | $128.05 | D | 52,938 | D | |
| Common Stock | holding | — | — | — | 591 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option/Right to BuyF3,F4 | $37.53 | Aug 6, 2018 | M | 15,000 | D | — | Apr 29, 2021 | Common Stock | 15,000 | 0 | D |
| Stock Option/Right to BuyF2,F5 | $33.60 | Aug 6, 2018 | M | 9,000 | D | — | Apr 30, 2020 | Common Stock | 9,000 | 0 | D |
Explanation of responses
- F1Includes accrued dividend equivalent units for dividends reinvested in corresponding restricted stock units through the Company's last dividend payment date.
- F2In connection with Mr. Loughran's previously announced resignation, the reported transaction represents the exercise of vested, but unexercised, stock options granted on April 30, 2010. In connection with the stock option exercise, 5,373 shares of common stock were withheld by the Company to satisfy the exercise price of the stock options and to satisfy mandatory tax withholding obligations. No shares were sold as part of the reported transaction.
- F3In connection with Mr. Loughran's previously announced resignation, the reported transaction represents the exercise of vested, but unexercised, stock options granted on April 29, 2011. In connection with the stock option exercise, 9,205 shares of common stock were withheld by the Company to satisfy the exercise price of the stock options and to satisfy mandatory tax withholding obligations. No shares were sold as part of the reported transaction.
- F4The option vested in three equal installments beginning on 4/12/2012.
- F5The option vested in three equal installments beginning on 4/30/2011.