SEC Form 4 · accession 0001225208-17-003716
EQUIFAX INC · EFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nuala M King
Officer — SVP and Controller
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033185
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2017 | M | 3,334 | $65.52 | A | 18,141 | D | |
| Common Stock | Feb 15, 2017 | M | 2,000 | $49.74 | A | 20,141 | D | |
| Common StockF1 | Feb 15, 2017 | S | 7,954 | $129.1801 | D | 12,187 | D | |
| Common Stock | holding | — | — | — | 631 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option/Right to BuyF2 | $65.52 | Feb 15, 2017 | M | 3,334 | D | — | Oct 25, 2023 | Common Stock | 3,334 | 0 | D |
| Stock Option/Right to BuyF3 | $49.74 | Feb 15, 2017 | M | 2,000 | D | — | Oct 26, 2022 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $129.10 to $129.28, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- F2The option vested in increments of 1,666 shares on 10/25/14 and 1,667 shares on 10/25/15 and 10/25/16.
- F3The option vested in three equal annual increments beginning 10/26/13.