SEC Form 4 · accession 0001225208-16-038058
EQUIFAX INC · EFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F Smith
Officer — Chairman and CEO · Director
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033185
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2016 | M | 11,568 | $37.53 | A | 216,364 | D | |
| Common StockF1 | Aug 15, 2016 | S | 11,568 | $132.1044 | D | 204,796 | D | |
| Common Stock | Aug 16, 2016 | M | 60,000 | $37.53 | A | 264,796 | D | |
| Common StockF2 | Aug 16, 2016 | S | 60,000 | $130.5366 | D | 204,796 | D | |
| Common Stock | holding | — | — | — | 386 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 100,000 | I | Family LLLP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option/Right to BuyF3 | $37.53 | Aug 15, 2016 | M | 11,568 | D | — | Apr 29, 2021 | Common Stock | 11,568 | 108,432 | D |
| Stock Option/Right to BuyF3 | $37.53 | Aug 16, 2016 | M | 60,000 | D | — | Apr 29, 2021 | Common Stock | 60,000 | 48,432 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $132.00 to $132.52, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- F2The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $130.27 to $130.88, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- F3The option vested in three equal annual increments beginning on 4/29/2012.