SEC Form 4 · accession 0001225208-15-015846
EQUIFAX INC · EFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard F Smith
Officer — Chairman and CEO · Director
Period of report
Jul 24, 2015
Accepted (ET)
Jul 27, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033185
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2015 | M | 87,500 | $41.22 | A | 318,076 | D | |
| Common StockF1 | Jul 24, 2015 | S | 18,459 | $100.04 | D | 299,617 | D | |
| Common StockF2,F3 | Jul 24, 2015 | S | 69,041 | $99.44 | D | 230,576 | D | |
| Common Stock | holding | — | — | — | 382 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 100,000 | I | Family LLLP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option/Right to BuyF4 | $41.22 | Jul 24, 2015 | M | 87,500 | D | — | Feb 7, 2017 | Common Stock | 87,500 | 22,500 | D |
Explanation of responses
- F1The shares were sold at prices ranging from $99.94 to $100.13. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- F2The shares were sold at prices ranging from $98.94 to $99.93. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- F3Due to administrative error, amount of securities owned beneficially following the reported transaction were decreased by five.
- F4The option vests in increments of 36,666 shares on 2/7/2008 & 2/7/2009 and 36,668 shares on 2/7/2010.