SEC Form 4 · accession 0000032689-16-000154
EMPIRE DISTRICT ELECTRIC CO · EDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul R Portney
Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 16, 2016 · 9:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032689
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | $0.00 | Dec 15, 2016 | A | 59 | A | Jan 1, 2016 | — | Common Stock | 59 | 7,829 | D |
Explanation of responses
- F1Shares of Phantom Stock Units are awarded to director pursuant to Stock Unit Plan for Directors.
- F2Shares of Phantom Stock Units are exercisable upon the earliest of this election date, retirement or death.
- F3Shares of Phantom Stock Units are exercisable upon the earliest of the election date, retirement or death and do not expire.