SEC Form 4 · accession 0000032689-16-000107
EMPIRE DISTRICT ELECTRIC CO · EDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Blake A Mertens
Officer — Vice President
Period of report
Feb 8, 2016
Accepted (ET)
Feb 8, 2016 · 12:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2016 | M | 1,500 | $29.53 | A | 4,694 | D | |
| Common Stock | Feb 8, 2016 | F | 621 | $29.53 | D | 4,073 | D | |
| Common Stock | holding | — | — | — | 2,090 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 8, 2016 | M | 1,500 | D | Feb 6, 2016 | — | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Shares of Time-Vested Restricted Stock Units vest upon the earliest of the end of the restricted period, retirement or death and do not expire.