SEC Form 4 · accession 0000032689-16-000102
EMPIRE DISTRICT ELECTRIC CO · EDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Blake A Mertens
Officer — Vice President
Period of report
Feb 3, 2016
Accepted (ET)
Feb 5, 2016 · 3:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2016 | A | 3,145 | $29.53 | A | 4,480 | D | |
| Common Stock | Feb 3, 2016 | F | 1,286 | $29.53 | D | 3,194 | D | |
| Common Stock | holding | — | — | — | 2,090 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 3, 2016 | A | 1,500 | A | Feb 3, 2019 | — | Common Stock | 1,500 | 6,500 | D |
Explanation of responses
- F1Shares of Time-Vested Restricted Stock Units vest upon the earliest of the end of the restricted period, retirement or death.
- F2Shares of Time-Vested Restricted Stock Units vest upon the earliest of the end of the restricted period, retirement or death and do not expire.