SEC Form 4/A · accession 0000032689-15-000043
EMPIRE DISTRICT ELECTRIC CO · EDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kenneth R Allen
Director
Period of report
Mar 16, 2014
Accepted (ET)
Jun 16, 2015 · 2:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032689
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F1,F2 | $0.00 | Jun 15, 2015 | A | 210 | A | Jan 1, 2012 | — | Common Stock | 210 | 19,173 | D |
Explanation of responses
- F1Shares of Phantom Stock Units are exercisable upon the earliest of this election date, retirement or death.
- F2Shares of Phantom Stock Units are exercisable upon the earliest of the election date, retirement or death and do not expire.
- F3Number of derivative securities beneficially owned following transaction were incorrectly reported due to transposition.