SEC Form 4 · accession 0000032689-15-000017
EMPIRE DISTRICT ELECTRIC CO · EDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin O Penning
Officer — Vice President
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2015 | A | 978 | $30.545 | A | 978 | D | |
| Common Stock | Feb 4, 2015 | F | 378 | $30.545 | D | 600 | D | |
| Common Stock | holding | — | — | — | 2,056 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 4, 2015 | A | 1,300 | A | Feb 4, 2018 | — | Common Stock | 1,300 | 4,400 | D |
Explanation of responses
- F1Shares of Time-Vested Restricted Stock Units vest upon the earliest of the end of the restricted period, retirement or death.
- F2Shares of Time-Vested Restricted Stock Units vest upon the earliest of the end of the restricted period, retirement or death and do not expire.