SEC Form 4 · accession 0000032689-15-000007
EMPIRE DISTRICT ELECTRIC CO · EDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Ohlmacher
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 7:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032689
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2015 | A | 605 | $30.135 | A | 6,871 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | $0.00 | Jan 2, 2015 | A | 2,354 | A | Jan 1, 2020 | — | Common Stock | 2,354 | 12,123 | D |
Explanation of responses
- F1Shares of Phantom Stock Units are awarded to director pursuant to Stock Unit Plan for Directors.
- F2Shares of Phantom Stock Units are exercisable upon the earliest of this election date, retirement or death.
- F3Shares of Phantom Stock Units are exercisable upon the earliest of the election date, retirement or death and do not expire.