SEC Form 4 · accession 0000950138-18-000661
EMERSON ELECTRIC CO · EMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank J Dellaquila
Officer — Senior Exec. VP and CFO
Period of report
Dec 18, 2018
Accepted (ET)
Dec 19, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 18, 2018 | G | 1,500 | — | D | 211,766 | D | |
| Common Stock | holding | — | — | — | 243 | I | 401(k) plan | |
| Common Stock | holding | — | — | — | 1,216 | I | 401(k) excess plan | |
| Common Stock | holding | — | — | — | 8,442 | I | Spouse | |
| Common StockF3 | holding | — | — | — | 56,486 | I | FJD 2012 Gift Trust | |
| Common StockF4 | holding | — | — | — | 75,315 | I | SRD 2012 Gift Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bona fide gift by the Reporting Person of 1,500 shares to the Emerson Directors' and Officers' Charitable Trust.
- F2Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
- F3Grantor trust for the Reporting Person with the Reporting Person's spouse and descendents as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.
- F4Grantor trust for the Reporting Person's spouse with the Reporting Person's descendents as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.