SEC Form 4 · accession 0000950138-18-000616
EMERSON ELECTRIC CO · EMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert T Sharp
Officer — Exec. Pres. Comm & Res. Sols.
Period of report
Nov 6, 2018
Accepted (ET)
Nov 8, 2018 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 6, 2018 | A | 18,673 | — | A | 111,818 | D | |
| Common Stock | holding | — | — | — | 9 | I | Profit Sharing Plan | |
| Common Stock | holding | — | — | — | 477 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 1,042 | I | 401(k) excess plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition of 18,673 shares pursuant to Rule 16b-3 upon payout of 33,950 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2018. Of these 33,950 units, 18,673 units were paid in shares of Issuer stock, with the remaining 15,277 units paid in cash to cover the reporting person's tax obligations.
- F2Price is not applicable to acquisitions described in Note 1.