SEC Form 4 · accession 0000950138-18-000612
EMERSON ELECTRIC CO · EMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Surendralal Lanca Karsanbhai
Officer — Exec Pres Auto Sols
Period of report
Nov 6, 2018
Accepted (ET)
Nov 8, 2018 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 6, 2018 | A | 9,070 | — | A | 19,070 | D | |
| Common StockF3,F4 | Nov 6, 2018 | A | 10,000 | — | A | 29,070 | D | |
| Common Stock | holding | — | — | — | 12,136 | I | By Trust | |
| Common Stock | holding | — | — | — | 378 | I | 401(k) plan | |
| Common Stock | holding | — | — | — | 42 | I | 401(k) excess plan | |
| Common Stock | holding | — | — | — | 62 | I | Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition of 9,070 shares pursuant to Rule 16b-3 upon payout of 16,490 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2018. Of these 16,490 units, 9,070 units were paid in shares of Issuer stock, with the remaining 7,420 units paid in cash to cover the reporting person's tax obligations.
- F2Price is not applicable to acquisitions described in Note 1.
- F3Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).
- F4Price is not applicable to acquisitions resulting from grants of restricted stock.