SEC Form 4 · accession 0000950138-18-000610
EMERSON ELECTRIC CO · EMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank J Dellaquila
Officer — Senior Exec. VP and CFO
Period of report
Nov 6, 2018
Accepted (ET)
Nov 8, 2018 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 6, 2018 | A | 26,675 | — | A | 213,266 | D | |
| Common Stock | holding | — | — | — | 243 | I | 401(k) plan | |
| Common Stock | holding | — | — | — | 1,216 | I | 401(k) excess plan | |
| Common Stock | holding | — | — | — | 8,442 | I | Spouse | |
| Common StockF3 | holding | — | — | — | 56,486 | I | FJD 2012 Gift Trust | |
| Common StockF4 | holding | — | — | — | 75,315 | I | SRD 2012 Gift Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition of 26,675 shares pursuant to Rule 16b-3 upon payout of 48,500 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2018. Of these 48,500 units, 26,675 units were paid in shares of Issuer stock, with the remaining 21,825 units paid in cash to cover the reporting person's tax obligations.
- F2Price is not applicable to acquisitions described in Note 1.
- F3Grantor trust for the Reporting Person with the Reporting Person's spouse and descendents as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.
- F4Grantor trust for the Reporting Person's spouse with the Reporting Person's descendents as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.