SEC Form 4 · accession 0000950138-18-000604
EMERSON ELECTRIC CO · EMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sara Yang Bosco
Officer — Sr. VP, Secy and Gen. Counsel
Period of report
Oct 24, 2018
Accepted (ET)
Nov 8, 2018 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 24, 2018 | G | 200 | — | D | 43,714 | D | |
| Common StockF4 | Nov 6, 2018 | A | 14,405 | — | A | 58,119 | D | |
| Common Stock | holding | — | — | — | 728 | I | 401(k) plan | |
| Common Stock | holding | — | — | — | 1,495 | I | 401(k) excess plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bona fide gift by the Reporting Person of 200 shares to United Way.
- F2Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
- F3Acquisition of 14,405 shares pursuant to Rule 16b-3 upon payout of 26,190 earned units under a performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2018. Of these 26,190 units, 14,405 units were paid in shares of Issuer stock, with the remaining 11,785 units paid in cash to cover the reporting person's tax obligations.
- F4Price is not applicable to acquisitions described in Note 3.
Remarks
EXHIBIT LIST - Exhibit 24 - Power of Attorney for Sara Yang Bosco