SEC Form 4/A · accession 0000950138-18-000557
EMERSON ELECTRIC CO · EMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Frank J Dellaquila
Officer — Senior Exec. VP and CFO
Period of report
Oct 8, 2018
Accepted (ET)
Oct 12, 2018 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F2 | Oct 8, 2018 | F | 4,526 | $77.51 | D | 186,591 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
- F2Fair market value on date of the vesting described in Note 1.
- F3On October 9, 2018, the Reporting Person filed a Form 4 reporting shares withheld for taxes on the vesting of restricted stock. That filing reported the number of shares withheld at a 22% withholding rate instead of the required 37% withholding rate. This amendment corrects the amount of shares withheld.