SEC Form 4 · accession 0000950138-18-000344
EMERSON ELECTRIC CO · EMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank J Dellaquila
Officer — Senior Exec. VP and CFO
Period of report
Apr 30, 2018
Accepted (ET)
May 2, 2018 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 30, 2018 | A | 10,000 | — | A | 186,643 | D | |
| Common Stock | holding | — | — | — | 8,442 | I | Spouse | |
| Common Stock | holding | — | — | — | 189 | I | 401(k) plan | |
| Common Stock | holding | — | — | — | 1,138 | I | 401(k) excess plan | |
| Common StockF3 | holding | — | — | — | 56,486 | I | FJD 2012 Gift Trust | |
| Common StockF4 | holding | — | — | — | 75,315 | I | SRD 2012 Gift Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).
- F2Price is not applicable to acquisitions resulting from grants of restricted stock.
- F3Grantor trust for the Reporting Person with the Reporting Person's spouse and descendants as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.
- F4Grantor trust for the Reporting Person's spouse with the Reporting Person's descendants as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.
Remarks
EXHIBIT LIST - Exhibit 24 - Power of Attorney for Frank J. Dellaquila