SEC Form 4 · accession 0000950138-17-000834
EMERSON ELECTRIC CO · EMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Schlueter
Officer — VP, Contr. & Chief Acc. Off.
Period of report
Dec 22, 2017
Accepted (ET)
Dec 27, 2017 · 12:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 22, 2017 | M | 2,666 | $30.025 | A | 86,824 | D | |
| Common StockF2 | Dec 22, 2017 | F | 1,151 | $69.515 | D | 85,673 | D | |
| Common StockF3 | Dec 22, 2017 | F | 727 | $69.515 | D | 84,946 | D | |
| Common Stock | holding | — | — | — | 3,336 | I | 401(k) plan | |
| Common Stock | holding | — | — | — | 1,719 | I | 401(k) excess plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F5,F4 | $30.025 | Dec 22, 2017 | M | 2,666 | D | Feb 19, 2010 | Feb 19, 2019 | Common Stock | 2,666 | 2,666 | D |
Explanation of responses
- F1Exercise of 2,666 nonqualified stock options exempt under Rule 16b-3.
- F2Payment of option exercise price by delivering securities.
- F3Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
- F4When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
- F5Price is not applicable to stock options received as incentive compensation.