SEC Form 4 · accession 0000950138-17-000805
EMERSON ELECTRIC CO · EMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Schlueter
Officer — VP, Contr. & Chief Acc. Off.
Period of report
Dec 12, 2017
Accepted (ET)
Dec 14, 2017 · 10:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2017 | M | 5,334 | $30.025 | A | 88,291 | D | |
| Common StockF2 | Dec 12, 2017 | F | 2,402 | $66.65 | D | 85,889 | D | |
| Common Stock | holding | — | — | — | 3,336 | I | 401(k) plan | |
| Common Stock | holding | — | — | — | 1,719 | I | 401(k) excess plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F4,F3 | $30.025 | Dec 12, 2017 | M | 5,334 | D | Feb 19, 2010 | Feb 19, 2019 | Common Stock | 5,334 | 2,666 | D |
Explanation of responses
- F1Exercise of 5,334 incentive stock options exempt under Rule 16b-3.
- F2Payment of option exercise price by delivering securities.
- F3When taken together with the unexercised options reported in this Form 4 all having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
- F4Price is not applicable to stock options received as incentive compensation.