SEC Form 4 · accession 0000950138-17-000736
EMERSON ELECTRIC CO · EMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David N Farr
Officer — Chairman of Board & CEO · Director
Period of report
Nov 4, 2017
Accepted (ET)
Nov 7, 2017 · 11:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 4, 2017 | F | 28,770 | $64.395 | D | 1,837,991 | D | |
| Common Stock | holding | — | — | — | 401,801 | I | Spouse | |
| Common Stock | holding | — | — | — | 59,723 | I | Trust-Daughter | |
| Common Stock | holding | — | — | — | 69,723 | I | Trust-Son | |
| Common Stock | holding | — | — | — | 9,717 | I | 401(k) plan | |
| Common Stock | holding | — | — | — | 38,052 | I | 401(k) excess plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
- F2Fair market value on date of the vesting described in Note 1.