SEC Form 4 · accession 0000950138-17-000668
EMERSON ELECTRIC CO · EMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sara Yang Bosco
Officer — Sr. VP, Secy and Gen. Counsel
Period of report
Sep 22, 2017
Accepted (ET)
Sep 25, 2017 · 2:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 22, 2017 | M | 2,000 | $53.835 | A | 40,729 | D | |
| Common Stock | holding | — | — | — | 630 | I | 401(k) plan | |
| Common Stock | holding | — | — | — | 1,065 | I | 401(k) excess plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F2 | $53.835 | Sep 22, 2017 | M | 2,000 | D | Oct 1, 2007 | Oct 1, 2017 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Exercise of incentive stock options exempt under Rule 16b-3.
- F2The options vested in three equal annual installments beginning on the date indicated.
- F3Price is not applicable to stock options received as incentive compensation.