SEC Form 4 · accession 0000950138-17-000650

EMERSON ELECTRIC CO · EMR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman of Board and CEO · Director

Period of report

Sep 21, 2017

Accepted (ET)

Sep 22, 2017 · 1:54 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000032604

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Sep 21, 2017	M	172,138	$53.835	A	1,906,116	D
Common Stock^F2	Sep 21, 2017	F	73,151	$63.80	D	1,832,965	D
Common Stock^F3	Sep 21, 2017	F	12,893	$63.80	D	1,820,072	D
Common Stock	holding	—	—		—	401,801	I	Spouse
Common Stock	holding	—	—		—	69,723	I	Trust - Son
Common Stock	holding	—	—		—	59,723	I	Trust - Daughter
Common Stock	holding	—	—		—	9,641	I	401(k) Plan
Common Stock	holding	—	—		—	37,620	I	401(k) excess plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F5,F4	$53.835	Sep 21, 2017	M	172,138	D	Oct 1, 2008	Oct 1, 2017	Common Stock	172,138	0	D

F1Exercise of 172,138 non-qualified stock options exempt under Rule 16b-3.
F2Payment of option exercise price by delivering securities.
F3Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
F4When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
F5Price is not applicable to stock options received as incentive compensation.