SEC Form 4 · accession 0000950138-17-000620
EMERSON ELECTRIC CO · EMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Bulanda
Officer — VP-Acquisitions & Development
Period of report
Sep 6, 2017
Accepted (ET)
Sep 7, 2017 · 2:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 6, 2017 | M | 6,000 | $53.835 | A | 116,329 | D | |
| Common StockF2 | Sep 6, 2017 | F | 5,437 | $59.40 | D | 110,892 | D | |
| Common StockF3 | Sep 6, 2017 | F | 28 | $59.40 | D | 110,864 | D | |
| Common Stock | holding | — | — | — | 314 | I | 401(k) plan | |
| Common Stock | holding | — | — | — | 684 | I | 401(k) excess plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F5,F4 | $53.835 | Sep 6, 2017 | M | 6,000 | D | Oct 1, 2008 | Oct 1, 2017 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Exercise of 871 non-qualified stock options and 5,129 incentive stock options exempt under Rule 16b-3.
- F2Payment of option exercise price by delivering securities.
- F3Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
- F4The options vested in three equal annual installments beginning on the date indicated.
- F5Price is not applicable to stock options received as incentive compensation.