SEC Form 4 · accession 0000950138-17-000158

EMERSON ELECTRIC CO · EMR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Exec. Vice President and COO

Period of report

Feb 9, 2017

Accepted (ET)

Feb 13, 2017 · 12:27 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000032604

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 9, 2017	M	15,000	$53.835	A	167,469	D
Common Stock^F2	Feb 9, 2017	F	447	$62.09	D	167,022	D
Common Stock^F3	Feb 9, 2017	S	14,553	$63.4053	D	152,469	D
Common Stock	holding	—	—		—	15,400	I	Spouse
Common Stock	holding	—	—		—	400	I	Trust - Son
Common Stock	holding	—	—		—	319	I	401(k) plan
Common Stock	holding	—	—		—	1,109	I	401(K) excess plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F1,F5,F4	$53.835	Feb 9, 2017	M	15,000	D	Oct 1, 2008	Oct 1, 2017	Common Stock	15,000	0	D

F1Exercise of 9,429 non-qualified stock options and 5,571 incentive stock options exempt under Rule 16b-3.
F2Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
F3The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.40 to $63.43. The reporting person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F4The options vested in three equal annual installments beginning on the date indicated.
F5Price is not applicable to stock options received as incentive compensation.