SEC Form 4 · accession 0000950138-17-000053
EMERSON ELECTRIC CO · EMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David N Farr
Officer — Chairman of Board and CEO · Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 9, 2017 · 10:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 30, 2016 | G | 10,000 | — | D | 1,741,303 | D | |
| Common StockF3,F2 | Dec 30, 2016 | G | 25,000 | — | D | 1,716,303 | D | |
| Common StockF1,F2 | Dec 30, 2016 | G | 10,000 | — | A | 69,723 | I | Trust - Son |
| Common StockF3,F2 | Dec 30, 2016 | G | 25,000 | — | A | 401,801 | I | Spouse |
| Common Stock | holding | — | — | — | 59,723 | I | Trust - Daughter | |
| Common Stock | holding | — | — | — | 9,260 | I | 401(k) plan | |
| Common Stock | holding | — | — | — | 35,675 | I | 401(k) excess plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bona fide gift by the Reporting Person of 10,000 shares to a trust account of the Reporting Person's son.
- F2Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
- F3Bona fide gift by the Reporting Person of 25,000 shares to a revocable trust for the benefit of the Reporting Person's spouse.