SEC Form 4 · accession 0000950138-16-001471
EMERSON ELECTRIC CO · EMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank J Dellaquila
Officer — Senior Exec. VP and CFO
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 9:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 16, 2016 | G | 2,000 | — | D | 157,467 | D | |
| Common StockF3,F4 | Nov 18, 2016 | I | 370 | $54.20 | D | 0 | I | 401(k) plan |
| Common StockF3,F5 | Nov 18, 2016 | I | 1,439 | $54.20 | D | 0 | I | 401(k) excess plan |
| Common Stock | holding | — | — | — | 8,442 | I | Spouse | |
| Common StockF6 | holding | — | — | — | 56,486 | I | FJD 2012 Gift Trust | |
| Common StockF7 | holding | — | — | — | 75,315 | I | SRD 2012 Gift Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bona fide gift by the Reporting Person of 2,000 shares to the Emerson Directors' and Officers' Charitable Trust.
- F2Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
- F3Intra-plan transfer from the Emerson Common Stock Fund to another fund within the respective plan.
- F4Includes 17 shares acquired since the Reporting Person's last Form 4 filing.
- F5Includes 24 shares acquired since the Reporting Person's last Form 4 filing.
- F6Grantor trust for the Reporting Person with the Reporting Person's spouse and descendants as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.
- F7Grantor trust for the Reporting Person's spouse with the Reporting Person's descendants as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.