SEC Form 4 · accession 0000950138-16-001458

EMERSON ELECTRIC CO · EMR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Exec. Pres. Auto. Sols.

Period of report

Nov 1, 2016

Accepted (ET)

Nov 3, 2016 · 4:20 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000032604

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Nov 1, 2016	A	12,027	—	A	128,517	D
Common Stock	holding	—	—		—	405	I	Profit Sharing Plan
Common Stock	holding	—	—		—	9,339	I	401(k) plan
Common Stock	holding	—	—		—	408	I	401(k) excess plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F2,F4	—	Nov 1, 2016	A	15,480	A	—	—	Common Stock	15,480	15,480	D

F1Acquisition of 12,027 shares pursuant to Rule 16b-3 upon payout of 60% (23,220 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 23,220 units, 12,027 units were paid in shares of Issuer stock, with the remaining 11,193 units paid in cash to cover the reporting person's tax obligations.
F2Price is not applicable to acquisitions described in Note 1 and Note 3.
F3Acquisition of 15,480 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.
F4Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.