SEC Form 4 · accession 0000950138-16-001449

EMERSON ELECTRIC CO · EMR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. VP, Secy and Gen. Counsel

Period of report

Nov 1, 2016

Accepted (ET)

Nov 3, 2016 · 4:02 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000032604

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Nov 1, 2016	A	5,676	—	A	28,729	D
Common Stock^F2	Nov 1, 2016	A	10,000	—	A	38,729	D
Common Stock	holding	—	—		—	532	I	401(k) plan
Common Stock	holding	—	—		—	789	I	401(k) excess plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F4,F2,F5	—	Nov 1, 2016	A	6,880	A	—	—	Common Stock	6,880	6,880	D

F1Acquisition of 5,676 shares pursuant to Rule 16b-3 upon payout of 60% (10,320 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 10,320 units, 5,676 units were paid in shares of Issuer stock, with the remaining 4,644 units paid in cash to cover the reporting person's tax obligations.
F2Price is not applicable to acquisitions described in Notes 1, 3 and 4.
F3Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d).
F4Acquisition of 6,880 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period.
F5Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.