SEC Form 4 · accession 0000950138-16-001385
EMERSON ELECTRIC CO · EMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank J Dellaquila
Officer — Exec. VP & CFO
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 3, 2016 | M | 5,003 | $53.82 | D | 104,552 | D | |
| Common Stock | holding | — | — | — | 8,442 | I | Spouse | |
| Common Stock | holding | — | — | — | 349 | I | 401(k) plan | |
| Common Stock | holding | — | — | — | 1,324 | I | 401(k) excess plan | |
| Common StockF2 | holding | — | — | — | 56,486 | I | FJD 2012 Gift Trust | |
| Common StockF3 | holding | — | — | — | 75,315 | I | SRD 2012 Gift Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
- F2Grantor trust for the Reporting Person with the Reporting Person's spouse and descendants as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.
- F3Grantor trust for the Reporting Person's spouse with the Reporting Person's descendants as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.