SEC Form 4 · accession 0001140361-16-088258
ENGEX INC · EXGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rosalind Davidowitz
10% Owner
Period of report
Nov 29, 2016
Accepted (ET)
Nov 30, 2016 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032598
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2016 | P | 900 | $6.05 | A | 397,922 | D | |
| Common StockF1 | Nov 29, 2016 | P | 700 | $6.1499 | A | 398,622 | D | |
| Common StockF1 | Nov 29, 2016 | P | 100 | $6.10 | A | 398,722 | D | |
| Common StockF1 | Nov 29, 2016 | P | 400 | $6.15 | A | 399,122 | D | |
| Common StockF1 | Nov 29, 2016 | P | 100 | $6.20 | A | 399,222 | D | |
| Common StockF1 | Nov 30, 2016 | P | 500 | $6.20 | A | 399,722 | D | |
| Common StockF1 | Nov 30, 2016 | P | 500 | $6.25 | A | 400,222 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 167.429 shares held by IZOR, LLC, a corporation wholly owned by Mrs. Davidowitz and reflects the holdings of this filing date.