SEC Form 4 · accession 0001179110-18-001216
PIONEER ENERGY SERVICES CORP · PES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryce Seki
Officer — VP General Counsel
Period of report
Jan 28, 2018
Accepted (ET)
Jan 30, 2018 · 3:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320575
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 28, 2018 | M | 2,368 | — | A | 18,169 | D | |
| Common Stock | Jan 28, 2018 | F | 702 | $3.50 | D | 17,467 | D | |
| Common StockF1 | Jan 29, 2018 | M | 924 | — | A | 18,391 | D | |
| Common Stock | Jan 29, 2018 | F | 273 | $3.20 | D | 18,118 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 28, 2018 | M | 2,368 | D | — | — | Common Stock | 2,368 | 2,369 | D |
| Restricted Stock UnitsF1,F3 | — | Jan 29, 2018 | M | 924 | D | — | — | Common Stock | 924 | 0 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one-for-one basis.
- F2On January 28, 2016, the reporting person was granted 7,105 restricted stock units, vesting one-third on January 28, 2017, one-third on January 28, 2018, and the final one-third on January 28, 2019.
- F3On January 29, 2015, the reporting person was granted 2,772 restricted stock units, vesting one-third on January 29, 2016, one-third on January 29, 2017, and the final one-third on January 29, 2018.