SEC Form 4 · accession 0001628280-17-005434
Apple Inc. · AAPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur D Levinson
Director
Period of report
May 9, 2017
Accepted (ET)
May 11, 2017 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2017 | M | 35,000 | $17.7186 | A | 1,168,283 | D | |
| Common StockF1 | May 9, 2017 | S | 35,000 | $153.88 | D | 1,133,283 | D | |
| Common Stock | holding | — | — | — | 14,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) | $17.7186 | May 9, 2017 | M | 35,000 | D | Aug 14, 2007 | Aug 14, 2017 | Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $153.63 to $154.08; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.