SEC Form 4 · accession 0001628280-17-000897
Apple Inc. · AAPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Wagner
Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2017 | M | 2,580 | — | A | 8,234 | D | |
| Common Stock | holding | — | — | — | 100 | I | By spouse, as custodian for child | |
| Common Stock | holding | — | — | — | 100 | I | By spouse, as custodian for child | |
| Common Stock | holding | — | — | — | 100 | I | By spouse, as custodian for child | |
| Common Stock | holding | — | — | — | 1,500 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 1, 2017 | M | 2,580 | D | Feb 1, 2017 | Feb 1, 2017 | Common Stock | 2,580 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
- F2This restricted stock unit award was granted on February 26, 2016 and vested entirely on February 1, 2017.