SEC Form 4 · accession 0001628280-17-000744
Apple Inc. · AAPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy D Cook
Officer — Chief Executive Officer · Director
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 30, 2017 | S | 10,000 | $120.93 | D | 939,809 | D | |
| Common StockF1,F3,F2 | Jan 31, 2017 | S | 10,000 | $121.03 | D | 930,045 | D | |
| Common StockF1,F2 | Feb 1, 2017 | S | 15,000 | $127.10 | D | 915,045 | D | |
| Common StockF1,F2 | Feb 1, 2017 | S | 5,000 | $130.00 | D | 910,045 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on August 26, 2015.
- F2These shares are held through Mr. Cook's trust.
- F3The number of securities reported reflects the acquisition on January 31, 2017 of 236 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2016 through January 31, 2017.