SEC Form 4 · accession 0001628280-16-019324
Apple Inc. · AAPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy D Cook
Officer — Chief Executive Officer · Director
Period of report
Aug 29, 2016
Accepted (ET)
Aug 31, 2016 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 29, 2016 | S | 106,700 | $106.82 | D | 1,202,992 | D | |
| Common StockF1,F4,F3 | Aug 29, 2016 | S | 3,300 | $107.37 | D | 1,199,692 | D | |
| Common StockF1,F5,F3 | Aug 30, 2016 | S | 110,000 | $105.95 | D | 1,089,692 | D | |
| Common StockF1,F6,F3 | Aug 31, 2016 | S | 49,883 | $106.19 | D | 1,039,809 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2016.
- F2This transaction was executed in multiple trades at prices ranging from $106.35 to $107.34; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant.
- F3These shares are held through Mr. Cook's trust.
- F4This transaction was executed in multiple trades at prices ranging from $107.35 to $107.42; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant.
- F5This transaction was executed in multiple trades at prices ranging from $105.53 to $106.48; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant.
- F6This transaction was executed in multiple trades at prices ranging from $105.67 to $106.54; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to te SEC staff, the Registrant, or a security holder of the Registrant.