SEC Form 4 · accession 0001209191-15-071245
Apple Inc. · AAPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Federighi
Officer — Senior Vice President
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2015 | M | 43,750 | — | A | 415,973 | D | |
| Common StockF2 | Sep 15, 2015 | F | 21,786 | $116.28 | D | 394,187 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Sep 15, 2015 | M | 43,750 | D | — | — | Common Stock | 43,750 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
- F2Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold.
- F3This award was granted on September 2, 2011. 12.5% of the award vested on March 15, 2012 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending September 15, 2015.