SEC Form 4 · accession 0001209191-15-067879
Apple Inc. · AAPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eduardo H Cue
Officer — Senior Vice President
Period of report
Aug 24, 2015
Accepted (ET)
Aug 25, 2015 · 9:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 24, 2015 | M | 350,000 | — | A | 350,000 | D | |
| Common StockF3 | Aug 24, 2015 | F | 171,853 | $103.12 | D | 178,147 | D | |
| Common StockF4 | Aug 24, 2015 | G | 178,147 | $0.00 | D | 0 | D | |
| Common StockF4 | Aug 24, 2015 | G | 178,147 | $0.00 | A | 200,636 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F5 | — | Aug 24, 2015 | M | 350,000 | D | — | — | Common Stock | 350,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
- F2The number of securities reported reflects the acquisition on July 31, 2015 of 260 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2014 through January 31, 2015.
- F3Shares withheld by Registrant to satisfy the minimum statutory tax withholding requirements on vesting of restricted stock units. No shares were sold.
- F4These entries reflect the transfer of securities by the reporting person to a family trust.
- F5This award was granted on September 2, 2011. Fifty percent of the restricted stock units subject to the award vested on August 24, 2013, and the remaining 50% vested on August 24, 2015.