SEC Form 4 · accession 0001140361-26-037020
Apple Inc. · AAPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer Newstead
Officer — SVP, GC and Government Affairs
Period of report
Sep 15, 2026
Accepted (ET)
Sep 17, 2026 · 6:30 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0000320193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2026 | S | 1,438 | $330.19 | D | 32,914 | D | |
| Common StockF2 | Sep 15, 2026 | M | 30,104 | — | A | 63,018 | D | |
| Common StockF3 | Sep 15, 2026 | F | 16,228 | $331.34 | D | 46,790 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F4 | — | Sep 15, 2026 | M | 30,104 | D | — | — | Common Stock | 30,104 | 180,624 | D |
Explanation of responses
- F1This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2026.
- F2Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.
- F3Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs. No shares were sold.
- F4This award was granted on February 15, 2026. 20% of the total number of RSUs subject to the award vested on March 15, 2026, and 10% of the total number of RSUs subject to the award vested on each of June 15, 2026 and September 15, 2026. 10% of the total number of RSUs subject to the award are scheduled to vest on December 15, 2026; 8.75% of the total number of RSUs subject to the award are scheduled to vest on each of March 15, June 15, September 15 and December 15, 2027; 2.5% of the total number of RSUs subject to the award are scheduled to vest on each of March 15, June 15, September 15 and December 15, 2028; and 1.25% of the total number of RSUs subject to the award are scheduled to vest on each of March 15, June 15, September 15 and December 15, 2029, subject to the terms and conditions of the underlying award agreement.