SEC Form 3 · accession 0000320193-19-000029
Apple Inc. · AAPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deirdre O'Brien
Officer — Senior Vice President
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 137,913 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | — | holding | — | — | — | — | — | Common Stock | 14,668 | — | D |
| Restricted Stock UnitF2,F3 | — | holding | — | — | — | — | — | Common Stock | 27,629 | — | D |
| Restricted Stock UnitF2,F4 | — | holding | — | — | — | — | — | Common Stock | 33,441 | — | D |
| Restricted Stock UnitF2,F5 | — | holding | — | — | — | — | — | Common Stock | 33,225 | — | D |
Explanation of responses
- F1This restricted stock unit award was granted October 5, 2015 and vests in equal installments on a semi-annual basis over a four year period ending October 15, 2019, assuming continued employment through the applicable vesting date.
- F2Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F3This restricted stock unit award was granted October 14, 2016 and vests in equal installments on a semi-annual basis over a four year period ending October 15, 2020, assuming continued employment through the applicable vesting date.
- F4This restricted stock unit award was granted October 15, 2017 and vests in equal installments on a semi-annual basis over a four year period ending October 15, 2021, assuming continued employment through the applicable vesting date.
- F5This restricted stock unit award was granted September 30, 2018 and vests in equal installments on a semi-annual basis over a four year period ending October 15, 2022, assuming continued employment through the applicable vesting date.
Remarks
Exhibit 24 - Power of Attorney