SEC Form 4 · accession 0000320193-18-000058
Apple Inc. · AAPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J. Riccio
Officer — Senior Vice President
Period of report
Apr 4, 2018
Accepted (ET)
Apr 6, 2018 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 4, 2018 | S | 3,300 | $166.31 | D | 66,191 | D | |
| Common StockF1,F3 | Apr 4, 2018 | S | 700 | $167.34 | D | 65,491 | D | |
| Common StockF1,F4 | Apr 4, 2018 | S | 1,200 | $168.29 | D | 64,291 | D | |
| Common StockF1,F5 | Apr 4, 2018 | S | 5,900 | $169.35 | D | 58,391 | D | |
| Common StockF1,F6 | Apr 4, 2018 | S | 3,900 | $170.38 | D | 54,491 | D | |
| Common StockF1,F7 | Apr 4, 2018 | S | 2,375 | $171.35 | D | 52,116 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017.
- F2This transaction was executed in multiple trades at prices ranging from $165.81 to $166.78; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
- F3This transaction was executed in multiple trades at prices ranging from $166.83 to $167.76; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
- F4This transaction was executed in multiple trades at prices ranging from $167.85 to $168.80; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
- F5This transaction was executed in multiple trades at prices ranging from $168.89 to $169.83; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
- F6This transaction was executed in multiple trades at prices ranging from $169.89 to $170.88; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
- F7This transaction was executed in multiple trades at prices ranging from $170.99 to $171.93; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.