SEC Form 4 · accession 0000320187-19-000013
NIKE, Inc. · NKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark G Parker
Officer — CHAIRMAN, PRESIDENT & CEO · Director
Period of report
Jan 18, 2019
Accepted (ET)
Jan 22, 2019 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Jan 18, 2019 | M | 150,000 | $13.11 | A | 1,687,863 | D | |
| Class B Common StockF1 | Jan 18, 2019 | S | 150,000 | $80.00 | D | 1,537,863 | D | |
| Class B Common StockF2 | holding | — | — | — | 35,824 | I | by Retirement Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F3 | $13.11 | Jan 18, 2019 | M | 150,000 | D | — | Jul 17, 2019 | Class B Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Exercise and sale was pursuant to an approved 10b5-1 trading plan. Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the public release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans.
- F2Shares held in account under the NIKE, Inc. 401(k) and Profit Sharing Plan.
- F3Stock Option granted on 07/17/2009 and became exercisable with respect to 25% of the shares on each of the first four anniversaries of the date of the grant.