SEC Form 4 · accession 0000320187-18-000162
NIKE, Inc. · NKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark G Parker
Officer — CHAIRMAN, PRESIDENT & CEO · Director
Period of report
Aug 1, 2018
Accepted (ET)
Aug 2, 2018 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Aug 1, 2018 | A | 64,483 | $0.00 | A | 1,537,863 | D | |
| Class B Common StockF2 | holding | — | — | — | 35,648 | I | by Retirement Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $77.54 | Aug 1, 2018 | A | 175,000 | A | — | Aug 1, 2028 | Class B Common Stock | 175,000 | 175,000 | D |
Explanation of responses
- F1Restricted Stock Unit ("RSU") granted under the NIKE, Inc. Stock Incentive Plan. One-third of the total number of RSUs granted shall vest on each of the first three anniversaries of the date of the grant; and upon any termination of employment, any units that have not vested shall be forfeited to the Corporation.
- F2Shares held in account under the NIKE, Inc. 401(k) and Profit Sharing Plan.
- F3Stock Option granted on 08/01/2018 and becomes exercisable with respect to 25% of the shares on each of the first four anniversaries of the date of the grant.