SEC Form 4 · accession 0000320187-17-000045
NIKE, Inc. · NKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Thompson Jr.
Director
Period of report
Apr 20, 2017
Accepted (ET)
Apr 24, 2017 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Apr 20, 2017 | M | 14,000 | $34.75 | A | 55,660 | D | |
| Class B Common StockF1 | Apr 20, 2017 | S | 14,000 | $56.45 | D | 41,660 | D | |
| Class B Common StockF2 | holding | — | — | — | 32,760 | I | by Def. Comp. Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F3 | $34.75 | Apr 20, 2017 | M | 14,000 | D | — | Sep 19, 2023 | Class B Common Stock | 0 | 0 | D |
Explanation of responses
- F1Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans.
- F2Shares held in account under the NIKE, Inc. Deferred Compensation Plan.
- F3Option granted on 09/19/2013 and became exercisable with respect to 100% of the shares on the date of the first anniversary of the date of grant.