SEC Form 4 · accession 0000320187-17-000010
NIKE, Inc. · NKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Slusher
Officer — EVP: GBL SPORTS MKTG
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Jan 3, 2017 | M | 66,000 | $14.55 | A | 225,165 | D | |
| Class B Common StockF1,F2 | Jan 3, 2017 | S | 66,000 | $52.0071 | D | 159,165 | D | |
| Class B Common StockF1 | Jan 4, 2017 | M | 70,000 | $13.11 | A | 229,165 | D | |
| Class B Common StockF1 | Jan 4, 2017 | S | 70,000 | $52.25 | D | 159,165 | D | |
| Class B Common StockF3 | holding | — | — | — | 10,169 | I | by ESPP | |
| Class B Common StockF4 | holding | — | — | — | 2,696 | I | by Retirement Plan | |
| Class B Common StockF5 | holding | — | — | — | 6,400 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F6 | $13.11 | Jan 4, 2017 | M | 70,000 | D | — | Jul 17, 2019 | Class B Common Stock | 70,000 | 100,000 | D |
| Non-Qualified Stock Option (right to buy)F1,F7 | $14.55 | Jan 3, 2017 | M | 66,000 | D | — | Jul 18, 2018 | Class B Common Stock | 66,000 | 0 | D |
Explanation of responses
- F1Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.05, inclusive. The reporting person undertakes to provide NIKE, Inc., any security holder of NIKE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes (2) to this Form 4.
- F3Shares held in account under NIKE, Inc. Employee Stock Purchase Plan.
- F4Shares held in account under the NIKE, Inc. 401(k) and Profit Sharing Plan.
- F5John F. Slusher, Trustee of Jennifer Nadia Slusher Trust
- F6Stock Option granted on 07/17/2009 and becomes exercisable with respect to 25% of the shares on each of the first four anniversaries of the date of the grant.
- F7Option granted on 07/18/2008 and becomes exercisable with respect to 25% of the shares on each of the first four anniversaries of the date of the grant.