SEC Form 4 · accession 0000320187-16-000261
NIKE, Inc. · NKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Thompson Jr.
Director
Period of report
Mar 29, 2016
Accepted (ET)
Mar 31, 2016 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Mar 29, 2016 | M | 28,000 | $24.18 | A | 66,682 | D | |
| Class B Common StockF1,F2 | Mar 29, 2016 | S | 28,000 | $61.629 | D | 38,682 | D | |
| Class B Common StockF3 | holding | — | — | — | 32,262 | I | by Def. Comp. Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F4 | $24.18 | Mar 29, 2016 | M | 28,000 | D | — | Sep 20, 2012 | Class B Common Stock | 28,000 | 0 | D |
Explanation of responses
- F1Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans.
- F2The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $61.44 to $61.70, inclusive. The reporting person undertakes to provide NIKE, Inc., any security holder of NIKE, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote (2) to this Form 4.
- F3Shares held in account under the NIKE, Inc . Deferred Compensation Plan.
- F4Option granted on 09/20/2012 and becomes exercisable with respect to 100% of the shares on the date of the first anniversary of the date of grant.