SEC Form 4 · accession 0000320187-16-000249
NIKE, Inc. · NKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Slusher
Officer — EVP: GBL SPORTS MKTG
Period of report
Jan 25, 2016
Accepted (ET)
Jan 27, 2016 · 8:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Jan 25, 2016 | M | 40,000 | $14.63 | A | 203,104 | D | |
| Class B Common StockF1 | Jan 25, 2016 | S | 40,000 | $61.25 | D | 163,104 | D | |
| Class B Common StockF2 | holding | — | — | — | 9,458 | I | by ESPP | |
| Class B Common StockF3 | holding | — | — | — | 2,662 | I | by Retirement Plan | |
| Class B Common StockF4 | holding | — | — | — | 6,400 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F5 | $14.63 | Jan 25, 2016 | M | 40,000 | D | — | Jul 20, 2017 | Class B Common Stock | 40,000 | 80,000 | D |
Explanation of responses
- F1Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans.
- F2Shares held in account under NIKE, Inc. Employee Stock Purchase Plan.
- F3Shares held in account under the NIKE, Inc. 401(k) and Profit Sharing Plan.
- F4John F. Slusher, Trustee of Jennifer Nadia Slusher Trust
- F5Option granted on 7/20/2007 and becomes exercisable with respect to 25% of the shares on each of the first four anniversaries of the date of the grant.