SEC Form 4 · accession 0000320187-15-000190
NIKE, Inc. · NKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D Sprunk
Officer — CHIEF OPERATING OFFICER
Period of report
Sep 25, 2015
Accepted (ET)
Sep 28, 2015 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Sep 25, 2015 | M | 46,000 | $19.69 | A | 182,863 | D | |
| Class B Common StockF1 | Sep 25, 2015 | S | 46,000 | $123.00 | D | 136,863 | D | |
| Class B Common StockF2 | holding | — | — | — | 1,130 | I | by ESPP | |
| Class B Common StockF3 | holding | — | — | — | 563 | I | by Retirement Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F4 | $19.69 | Sep 25, 2015 | M | 46,000 | D | — | Jul 14, 2016 | Class B Common Stock | 46,000 | 0 | D |
Explanation of responses
- F1Exercise and sale was pursuant to an approved 10b5-1 trading plan. Pursuant to Company policy, market transactions in Company stock by officers and directors are permitted only after the second full trading day after the public release of quarterly earnings and ending on the last day of the second month of the following fiscal quarter, except pursuant to approved 10b5-1 trading plans.
- F2Shares held in account under NIKE, Inc. Employee Stock Purchase Plan.
- F3Shares held in account under the NIKE, Inc. 401(k) and Profit Sharing Plan.
- F4Option granted on 7/14/2006 and becomes exercisable with respect to 25% of the shares on each of the first four anniversaries of the date of the grant.